Annual Compliance Audit Report Requirements by Research Analysts
With respect to compliance with the annual compliance audit requirement under Regulation 25(3) of the Securities and Exchange Board of India (Research Analysts) Regulations, 2014, and clause (2.xiv.d) of the circular “Guidelines for Research Analysts” (SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2025/004) dated January 08, 2025, all research analysts are required to publish the status of the compliance audit report on their website.
Please find the same below for your reference:
Sr. No.
Financial Year
Compliance Audit Status
Remarks, if any
1
2021-2022
Conducted
Nil
2
2022-2023
Conducted
Nil
3
2023-2024
Conducted
Nil
4
2024-2025
Conducted
Nil
Regards,
Dr Vijay Malik MBA (IIFT, Gold Medalist), FRM, MBBS Research Analyst SEBI Registration Number: INH100008364 BSE Enlistment No. 5447
“Peaceful Investing” is the result of my experience of more than 15 years in stock markets. It aims to find such stocks, where after investing, an investor may sleep peacefully. If later on, the stock prices increase, then the investor is happy as she is now wealthier. If the stock prices decline, even then the investor is happy as she can now buy more quantity of the selected fundamentally good stocks.
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